4/9/2023 0 Comments Jj ho cafe internationalIn the Matter of Petroteq Enery, Inc., and Aleksandr BlyumkinĪdministrative Proceeding File No.: 3-20898ĭate of Qualifying Judgment/Order: June 13, 2022Ĭase Number: 21-cv-01359 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: June 7, 2022Īdministrative Proceeding File No.: 3-20875ĭate of Qualifying Judgment/Order: June 2, 2022Īdministrative Proceeding File No.: 3-20891ĭate of Qualifying Judgment/Order: June 8, 2022 and Sedona Oil & Gas CorporationĬase Number: 16-cv-00172 (United States District Court for the Northern District of Texas) In the Matter of Wells Fargo Clearing Services, LLCĪdministrative Proceeding File No.: 3-20866ĭate of Qualifying Judgment/Order: May 20, 2022 TaylorĬase Number: 21-cv-11276 (United States District Court for the District of Massachusetts)ĭate of Qualifying Judgment/Order: May 12, 2022 Sharp, Zhiying Yvonne Gasarch, Courtney Kelln, Mike K. Shuang Chen, Lirong Gao, Jing Guan, Tonghu Jia, Xuejie Jia, Vicky Liu, Shun Sui, Lujun Sun, Huailong Wang, Jiadong Wang, Jiafeng Want, Jiali Want, Xiaosong Wang, Linlin Wu, Lin Xing, Yong Yan, Jiancheng Zhao, and Forrest (HK) Co., LimitedĬase Number: 19-cv-12127 (United States District Court for the District of Massachusetts)ĭate of Qualifying Judgment/Order: June 9, 2022 Patrick Churchville, Clearpath Wealth Management, LLCĬase Number: 15-cv-00191 (United States District Court for the District of Rhode Island)ĭate of Qualifying Judgment/Order: June 1, 2022 Burns, Investus Advisers LLC d/b/a Dynamic Money LLC, Investus Financial LLC, and Peer Connect LLCĬase Number: 20-cv-04620 (United States District Court for the Northern District of Georgia)ĭate of Qualifying Judgment/Order: May 25, 2022 SEC Office of the Whistleblower (c/o ENF-CPU) Until further notice, any Whistleblower Award Applications submitted by mail should be sent to the following address due to the mandatory telework posture at the SEC’s Washington, DC headquarters: We strongly encourage any WB-APPs to be submitted via fax at (703) 813-9322. Once a Notice of Covered Action is posted, individuals have 90 calendar days to apply for an award by submitting a completed Form WB-APP to the Office of the Whistleblower by midnight on the claim due date listed for that action. Subject to the Final Rules, individuals who voluntarily provided the SEC with original information after Jthat led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award. By posting a Notice for a particular case, we are not making any determinations either that (i) a whistleblower tip, complaint or referral led to the SEC opening an investigation or filing an action with respect to the case or (ii) an award to a whistleblower will be paid in connection with the case. The inclusion of a Notice means only that an order was entered with monetary sanctions exceeding $1 million. We post Notices of Covered Action for each SEC action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million. Whistleblower Award Applications can also be submitted by fax to (703) 813-9322. Until further notice, any Whistleblower Award Applications submitted by mail should be sent to the following address due to the mandatory telework posture at the SEC’s Washington, DC headquarters: SEC Office of the Whistleblower (c/o ENF-CPU) 14420 Albemarle Point Place, Suite 102, Chantilly, VA 20151-1750.
0 Comments
Leave a Reply. |
AuthorWrite something about yourself. No need to be fancy, just an overview. ArchivesCategories |